View of businesses on Indian River Street.

Retirement plan guidance for institutions

As an executive, you spend your time and energy between the office and home, with little to spare.  You know your personal portfolio deserves that same level of dedication and high-level thought.  Working together, we provide you with experienced guidance to help you keep on track toward your financial objectives.

Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working just as hard as you do.  So, we’ve created an efficient, consultative process to evaluate your wealth individually and tailor holistic strategies around your specific circumstances.

Coupling our experience with Stifel’s Corporate Executive Services, we understand the challenges you face, such as finding strategies for concentrated stock positions and strategies that seek to protect your family and your legacy.  Our experience extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock.  We offer personalized guidance on these important issues and more – allowing you to focus on what matters most.



  • Executive Transactions
  • ESOPs
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 10b5-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Insurance & Annuities
  • Tax Planning Strategies
  • Estate Planning Strategies
  • Charitable Giving
  • Risk Management Strategies


Stifel does not offer tax or legal advice.  You should consult with your tax or legal advisor regarding your particular situation.